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FINRA - Statement in Support of a Suitability Rule for Insurance ...
May 7, 2007 . Last year, the Minnesota Department of Commerce and NASD . the suitability obligation of those who sell different types of annuity products.
http://www.finra.org/Industry/Issues/VariableAnnuities/p019126

NASD, State Regulators Issue Joint Statement to Support Insurance ...
May 8, 2007. to Support Insurance Regulators' Model Annuity Suitability Regulation . which was established by the Minnesota Department of Commerce .
http://www.finra.org/Newsroom/NewsReleases/2007/p019123



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FINRA - Variable Annuities
May 26, 2010. to Support Insurance Regulators' Model Annuity Suitability Regulation . NASD , Minnesota Department of Commerce Announce Annuity .
http://www.finra.org/Industry/Issues/VariableAnnuities/
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Suitability Scrutiny
the offer and sales of these annuities, including . Minnesota's insurance suitability . Lori Swanson photo courtesy of Office of the Minnesota Attorney General .
http://www.lindquist.com/files/Publication/e8daa6cd-cff9-42e9-8ce7-017b8f90fe3e/Presentation/PublicationAttachment/997c04fd-8072-4e4c-8949-0a713d19d2b2/Suitability_Scrutiny.pdf

SUITABHJTY IN ANNUITY TRANSACTXONS MODEL REGULATION
violation of the NASD Conduct Rules pertaining to suitability. State insurance departments may wish to consider this right when determining whether to bring an .
http://www.salesqualitygroup.com/resources/NAIC%20Model%20Regs.pdf
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Bill Summary - Summary - MN House of Representatives
Apr 13, 2011 . House Research Department . Eliminates annuities from Minnesota's general insurance suitability law because suitability of annuities will be .
http://www.house.leg.state.mn.us/hrd/bs/87/HF1134.html

Summit on Annuities, STOLI, and Marketing to Seniors
his experience working for the Minnesota State Senate, and helping to pass insurance solvency . issues on the NAIC Suitability of Annuity Sales Working Group including the SEC's proposed . 1971 at the Nebraska Department of Insurance.
http://www.bressler.com/news/speaking_engagements/Summit_E-Brochure.pdf

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Home | Minnesota Department of Commerce
Instructions for all insurers, producers & adjusters. Life & Annuities Life insurance , fixed annuities, variable annuities, suitability .
http://mn.gov/commerce/

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SOA 06 Annual Meeting - 092 PD, Indexed Products: Distribution ...
Review of current and ongoing events concerning suitability and disclosure . Review of Iowa-Minnesota approach to indexed annuities Started in October. 2005) a. . Inc. (NASD) and the state insurance departments are the two regimes.
http://www.soa.org/files/pdf/092bk-annual06.pdf